Investment Management Forum


Winstead invites you to join us for an Investment Management Forum where we will learn about and discuss Succession Planning and ESOPs, Financial Institution’s Duty to Report Exploitation, SEC Enforcement Actions and Compliance updates, and Opportunity Zones.  Hear from knowledgeable attorneys who will share their experiences and walk you through case story examples, arming you with actionable knowledge to apply in your own work.

Tuesday, May 14, 2019
Registration and lunch will open at 11:30 a.m.
Seminar 12:00 – 4:30 p.m.
Happy Hour 4:30 – 5:30 p.m.

Winstead PC – Dallas Office  
Fifth Floor Conference Center
2728 N. Harwood Street
Dallas, Texas 75201
Map & Directions

Join us to learn and discuss the following: 

Start Time Topic Speakers

12:00 p.m.

Succession Planning and ESOPs as a Solution  Lori Oliphant & Andrew Rosell
12:45 p.m. BREAK  
1:00 p.m. Duty To Report Elder Abuse & Undue Influence           David F. Johnson
2:00 p.m. Opportunity Zones Brandon Jones
3:00 p.m. BREAK  
3:10 p.m. SEC Enforcement Actions and Compliance Update Marshall Gandy (SEC);
Gavin Fearey and Ronak Patel
4:30 p.m. Networking Happy Hour  

Complimentary visitor parking is available in the building's parking garage. The garage can be accessed from Payne Street.

Search Tips:

You may use the wildcard symbol (*) as a root expander.  A search for "anti*" will find not only "anti", but also "anti-trust", "antique", etc.

Entering two terms together in a search field will behave as though an "OR" is being used.  For example, entering "Antique Motorcars" as a Client Name search will find results with either word in the Client Name.


AND and OR may be used in a search.  Note: they must be capitalized, e.g., "Project AND Finance." 

The + and - sign operators may be used.  The + sign indicates that the term immediately following is required, while the - sign indicates to omit results that contain that term. E.g., "+real -estate" says results must have "real" but not "estate".

To perform an exact phrase search, surround your search phrase with quotation marks.  For example, "Project Finance".

Searches are not case sensitive.

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