SEC's Fort Worth Regional Office Investigating Underwriter Disclosures on Environmental, Social, and Governance Issues

01.07.22

The words Regulation and Compliance are printed on a torn piece of paper that sits on top of a magnifying glass which sits on a corporate financial document. The image illustrates the concept of government oversight and corporate and financial governance.

It's not a secret that, under the Biden administration, the Securities and Exchange Commission has prioritized enforcement of disclosures concerning Environmental, Social, and Governance Issues (ESG), going so far as to form an enforcement task force to examine misconduct related to these disclosures. Recently, the SEC's Fort Worth regional office reportedly launched an investigation into...

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