SEC Probes into Advisers' Compliance with the Custody Rule for Digital Assets

02.08.23

On January 26, Reuters reported SEC probes into registered investment advisers and their compliance with the custody rule for digital assets. Investment advisers should be ready to respond to any SEC inquiry and take the opportunity to review their own processes and disclosures such as, among other things: Gavin Fearey, a member of Winstead's Investment...

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